Canadian Investor Protection Fund

Results: 88



#Item
51Financial services / Institutional investors / Late-2000s financial crisis / United States securities law / Canadian securities regulation / Hedge fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities regulation in the United States / Fiduciary / Financial economics / Investment / Finance

OSC Notice[removed]2012 Statement of Priorities – Request for Comments Regarding Statement of Priorities for Fiscal Year Ending March 31, [removed]Anita I. Anand (OSC Investor Advisory Panel) Letter of April 27, 20

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2012-08-27 01:17:28
52Financial regulation / International Financial Reporting Standards / Canadian Investor Protection Fund / Generally accepted accounting principles / Accountancy / Business / Finance

Microsoft PowerPoint - 4b - IFRS presentation

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Source URL: www.ocrcvm.ca

Language: English - Date: 2012-05-08 14:59:00
53Financial regulation / Banking in Canada / Canadian Investor Protection Fund / Investment Industry Regulatory Organization of Canada / Canada Deposit Insurance Corporation / Security / Deposit insurance / Short / Financial institution / Financial economics / Finance / Business

Microsoft Word - Document6

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Source URL: iiroc.ca

Language: English - Date: 2012-04-23 10:17:04
54Financial system / North American Securities Administrators Association / U.S. Securities and Exchange Commission / Securities regulation in the United States / Securities Act / Hedge fund / Canadian securities regulation / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities fraud / Financial economics / United States securities law / Finance

NASAA Insight The Voice of State & Provincial Securities Regulation Winter/Spring 2013 NASAA Offers Roadmap for 113th Congress to Promote Investor Confidence

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Source URL: www.nasaa.org

Language: English - Date: 2014-08-21 21:55:31
55Financial services / Collective investment schemes / Institutional investors / Canadian Investor Protection Fund / Mutual fund / Hedge fund / Canadian Investment Manager / Financial economics / Investment / Finance

Policy Bulletin #0469-P - Regulatory Gap in Canada – Fund Managers: The Need for a Compensation Fund

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Source URL: www.mfda.ca

Language: English - Date: 2011-06-16 12:29:03
56Financial services / Institutional investors / Mutual Fund Dealers Association / Canadian Investor Protection Fund / Canadian securities regulation / Securities Investor Protection Corporation / Short / Mutual fund / Financial economics / Investment / Finance

Membership Information Bulletin #0286-M - Publication of MFDA IPC Working Group Report and MFDA IPC Board of Directors’ Response

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Source URL: www.mfda.ca

Language: English - Date: 2008-04-21 12:39:42
57Self-regulatory organizations / United States securities law / Financial regulation / Financial services / Exempt market dealer / Canadian Investor Protection Fund / Investment Industry Regulatory Organization of Canada / Canadian securities regulation / Financial Industry Regulatory Authority / Financial economics / Finance / Business

Rules Notice Concept Paper Request for Comments Dealer Member Rules Please distribute internally to:

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Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-07 12:02:20
58Business / Financial regulation / Self-regulatory organizations / Financial markets / Canadian Investor Protection Fund / Exempt market dealer / Financial Industry Regulatory Authority / Canadian securities regulation / Investment Industry Regulatory Organization of Canada / Financial economics / Investment / Finance

October 11, 2012 Rossana Di Lieto Vice President, Registration & Complaints Investment Industry Regulatory Organization of Canada Suite 2000, 121 King Street West Toronto, ON M5H 3T9

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Source URL: faircanada.ca

Language: English - Date: 2013-12-18 18:11:58
59Business / Securities / Financial markets / Short selling / Investment Industry Regulatory Organization of Canada / Short / Exempt market dealer / Canadian Investor Protection Fund / Financial economics / Finance / Financial regulation

July 11, 2011 Sherry Tabesh-Ndreka, Senior Policy Counsel Investment Industry Regulatory Organization of Canada 121 King Street West, Suite 1600 Toronto, ON M5H 3T9 Delivered via e-mail to: [removed]

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Source URL: faircanada.ca

Language: English - Date: 2013-12-18 18:13:00
60Mutual Fund Dealers Association / Canadian Investor Protection Fund / Canadian securities regulation / Collective investment scheme / Financial economics / Investment / Financial services

Membership Information Bulletin #0437-M - Request for Comment on Recommendations of MFDA IPC Issues Committee

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Source URL: www.mfda.ca

Language: English - Date: 2012-01-24 15:35:37
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